Anthony Allan Rossi

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 06/2024
  Securities America, Inc.
  Rochester, NY
• 04/2008 → 06/2024
  Securities America Advisors, Inc.
  Rochester, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Webster, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Webster, NY

Previous Registrations

• 2021-08-11 → 2024-06-14
  Securities America Advisors, Inc.
  Webster, NY

Other Businesses

1. SELF - INSURANCE POSITION: Agent/Producer NATURE: ANTHONY A. ROSSI - INSURANCE SALES - PRODUCER/Agent - INVESTMENT RELATED - START DATE: 05/2008 - LOCATED AT 104 Nadine Dr, Webster, NY 14580 INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2008 ADDRESS: 104 Nadine Dr., Webster NY 14580-2866, United States DESCRIPTION: Producer/Agent 2. ADVISORY POSITION: RIA Rep. NATURE: INVESTMENT ADVISORY - Osaic Wealth ADVISORS - IAR - INVESTMENT RELATED - START DATE: 04/2008 - LOCATED AT 104 Nadine Dr, Webster, NY 14580-2866 INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 15 START DATE: 05/01/2008 ADDRESS: 104 Nadine Dr., Webster NY 14580-2866, United States DESCRIPTION: Asset Management

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-22
• S63 Uniform Securities Agent State Law Examination
  1989-08-16

Other Names

• Anthony Allen Rossi