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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1996-09-09
  • TX RA
    APPROVED
    Since 1996-09-09

Branch Locations

2221 Lakeside Blvd Ste 1250, Richardson, TX 75082 • United States

Dallas, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richardson TX 09/2005 03/2020
Ameriprise Financial Services, Llc Richardson TX 03/2020 Present
Other Businesses

Outside Employment; Forum 575; Temporary Receptionist/Office Manager - We do not have a full-time office receptionist or office manager, and I am filling in part time. I process mail, order supplies; Temporary Receptionist/Office Manager - We do not have a full-time office receptionist or office manager, and I am filling in part time. I process mail, order supplies, etcetera.; 2221 Lakeside Blvd Suite 1250, , Richardson, TX, 75082; Not Investment-Related; 03/15/2021; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-03-15
  • S63 Uniform Securities Agent State Law Examination
    1988-03-15
Designations
Other Names
  • Andy Ross

View on SEC IAPD

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