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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1996-09-09 |
Branch Locations
2221 Lakeside Blvd Ste 1250, Richardson, TX 75082 • United States
Dallas, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Richardson | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Richardson | TX | 03/2020 | Present |
Outside Employment; Forum 575; Temporary Receptionist/Office Manager - We do not have a full-time office receptionist or office manager, and I am filling in part time. I process mail, order supplies; Temporary Receptionist/Office Manager - We do not have a full-time office receptionist or office manager, and I am filling in part time. I process mail, order supplies, etcetera.; 2221 Lakeside Blvd Suite 1250, , Richardson, TX, 75082; Not Investment-Related; 03/15/2021; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-03-15 |
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