Donald Wallace Roork

Current Employers

Employment History

• 12/1980 → 11/2023
  Fsc Securities Corporation
  Toledo, OH
• 06/1981 → Present
  Asset Dynamics, Inc.
  Toledo, OH
• 11/2023 → Present
  Osaic Wealth, Inc.
  Maumee, OH

Previous Registrations

• 1997-03-05 → 2023-11-03
  Fsc Securities Corporation
  Maumee, OH
• 2000-04-26 → 2011-01-12
  Asset Dynamics Inc
  Toledo, OH

Other Businesses

1)TRUST COMPANIES Willington Trust Co; Capital First Trust Co; Comerica Bank & Trust, N.A. Pos.: Financial Advisor successor trustees in client estate planning documents. Nature: Other enhance client service offerings. INVESTMENT RELATED: Yes hrs.: 5 Security Trading Hrs.: 5 START: 10/1/08 Using a trust co. 2)CALVARYCHURCH (FINANCE COMMITTEE) POS.: Other-Finance Committee member. Deacon Board Member 3/7/12, Vice Chm of Deacon Board NATURE:501c3 non-profit. INVESTMENT RELATED: No # OF HRS:10 SEC. TRADING HRS:3 START DATE:1/1/07 Calvary Assembly of God, 1360 Conant St, Maumee OH 43531 DESC.:1 person on a committee of 5, who reviews finances of the church monthly, I write no checks. We meet to review the revenue & expenses of the church, a special emphasis on financial accountability. Financial recs are made to the Pastor/church business mgr. Final decisions go before the Deacon Board where final decisions are made using Roberts Rules of Order. I'm Vice Chair of the Deacon Board/under the Senior Pastor 3)INS. POS.: Pres NATURE:S corp. INVESTMENT RELATED: Yes #OF HRS: 225 SEC. TRADING HRS: 200 START DATE: 12/8/81 ADDR.: 1700 Woodlands Dr, Maumee OH 43537 DESC.: Provide Ins. consulting services: VUL, term Ins., LTC, disability & impaired risk cases. Offer detailed case design, help clients choose the right Ins. solution. 4)WISDOM FOR THE WEALTHY (BLOG); POS.: Creator/Writer NATURE: Sole Prop INVESTMENT RELATED:Yes:32:16 START DATE: 3/2/18:1700 Woodlands Dr, Maumee OH 43537;help Christians understand how to live transformed lives by shifting the focus of their hearts to God instead of the uncertainty of riches. 5)ASSETDYNAMICS WEALTH MANAGEMENT POS.: President NATURE: S Corp INVESTMENT RELATED: Yes # OF HRS:160 SEC. TRADING HRS:140 START DATE:2/23/81 ADDR.:1700 Woodlands Dr, Maumee OH 43537 DESC.: Strategic leadership/planning/broad executive management to achieve the firm's strategic objectives. Responsible for managing my own practice, developing new business, supervising Staff, Senior and Associate Wealth Advisors, & NPO Accounting Manager 6) KINGDOM ADVISORS: Branch Director NATURE: NPO INVESTMENT RELATED: No# OF HOURS: 10 SEC. TRADING HRS: 10 START DATE: 7/1/10 ADDR.: 280 Interstate N. Circle SE, Ste 100, Atlanta GA 30339: establish the Northwest OH Br of Kingdom Advisors/will be involved recruiting new members/monthly training Biblical principles of being a FP. 7)BOOK HEART FINANCE POS.: Author NATURE: Sole Proprietorship/INVESTMENT RELATED: Yes #OF HRS: 50 SEC. TRADING HRS: 32 START DATE: 10/1/10 ADDR.: 5055 Harroun Rd, Sylvania OH 43560 DESC.: I'm writing a book with the potential title" Heart Finance." Purpose of book is to help Christians understand how they can live transformed lives by shifting the focus of their hearts to God instead of the uncertainty of $. 8)SITLL WATERS BIBLICAL COUNSELING MINISTRY POS.: Biblical Counselor NATURE: 501(c)(3) non-profit entity by the IRS and incorporated with the State of Ohio. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SEC. TRADING HOURS: 3 START DATE: 09/10/2025 ADDR.: 1700 Woodlands Dr., Maumee OH 43537 DESC: Providing spiritual and emotional support, rooted in Scripture and prayer, to help individuals addr. personal, relational, and mental health struggles. 9) STILL WATERS BIBLICAL COUNSELING MINISTRY: POSITION: Trustee NATURE: Non Profit 501(c)(3) It operates under a Board of Trustees and contributions to the organization are tax-deductible as permitted by law. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 03/05/2025 ADDRESS: 1700 Woodlands Dr., Maumee OH 43537: DESC: Serve as a voting member of the Board of Trustee. I do not: serve as treasurer, have signatory authority on bank accounts, have custody of funds or securities, provide investment advice to the organization, act as rep of record on any accounts, or have discretionary authority over organizational investments. 10) Executor for Immediate Family Member

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-30
• S63 Uniform Securities Agent State Law Examination
  1979-10-18

Designations

Other Names

• Don Roork