Arnold Harry Rozany

Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2011-03-29
TX	RA	APPROVED_RES	2011-02-23
NH	RA	APPROVED	2011-01-20
FL	RA	APPROVED	2011-01-04
CA	RA	APPROVED	2011-01-03
CT	RA	APPROVED	2010-11-12

NJ RA
APPROVED

Since 2011-03-29
TX RA
APPROVED_RES

Since 2011-02-23
NH RA
APPROVED

Since 2011-01-20
FL RA
APPROVED

Since 2011-01-04
CA RA
APPROVED

Since 2011-01-03
CT RA
APPROVED

Since 2010-11-12

Branch Locations

One Reserve Road, Danbury, CT 06810 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Delray Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Benjamin F Edwards & Co	Danbury	CT	11/2010	Present

11/2010 → Present

Benjamin F Edwards & Co

Danbury, CT

Previous Registrations

2008-01-01 → 2010-11-15

Wells Fargo Clearing Services, Llc

Danbury, CT
1986-10-14 → 2008-01-01

A. G. Edwards & Sons, Inc.

Ridgefield, CT

Danbury, CT

St. Louis, MO

Other Businesses

1. ATTORNEY IN FACT FOR SON, INVESTMENT RELATED, DANBURY, CT, STARTED 08/13/2015, 15 HOURS PER MONTH, 3 DURING MARKET HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-06-16

S63 Uniform Securities Agent State Law Examination

1981-06-16

Other Names

Arnold Harry Rolany

View on SEC IAPD