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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-04 |
Branch Locations
500 Dallas Street Suite 3400, Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Houston | TX | 03/2006 | Present |
(1)Name of Business: Address: 51 Bayou Pointe Dr., Houston, TX, 77063, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 06/15/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None--Open envelopes monthly with royalty check. I have made no investment in producing wells.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-06-05 |
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