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William Albert Roberts

Ameriprise Financial Services, LLC

Hinsdale, IL

CRD 401188

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-23
IL RA APPROVED 2012-04-13
  • TX RA
    APPROVED_RES
    Since 2018-07-23
  • IL RA
    APPROVED
    Since 2012-04-13

Branch Locations

15 Spinning Wheel Rd Ste 217, Hinsdale, IL 60521-7669 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hinsdale IL 10/2011 03/2020
Ameriprise Financial Services, Llc Hinsdale IL 03/2020 Present
Previous Registrations
  • 2008-01-01 → 2011-10-17
    Willowbrook, IL
  • 2000-12-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Willowbrook, IL
    St. Louis, MO
    Willowbrook, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-10-08
  • S63 Uniform Securities Agent State Law Examination
    1985-10-08
Other Names
  • Bill Roberts

View on SEC IAPD

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