Michael J Roane

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Irvine, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Irvine, CA
• 1997-07-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  Irvine, CA
  Irvine, CA

Other Businesses

SYCAMORE VILLA APARTMENTS OWNER; RENTAL OF APARTMENTS; ROOSEVELT ST, CARLSBAD, CA; OWNER; 3 HOURS PER MONTH; 0 DURING SECURITIES TRADING HOURS; OWNER REAL ESTATE; INVESTMENT RELATED; DANA POINT, CA; RENTAL PROPERTY; START DATE: 01/1978; DURING BUSINESS HOURS: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-25
• S63 Uniform Securities Agent State Law Examination
  1985-07-08

Other Names

• Michael Joseph Roane
• Michael J Roane Jr
• Michael J Roane Jr.