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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-06 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2009-02-23 |
Branch Locations
400 Linden Oaks, Rochester, NY 14625 • United States
Sanibel, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Rochester | NY | 02/2009 | Present |
1)TO SERVE AS CHAIRMAN (HIGHLANDS SENIOR LIVING) FOR STRONG PARTNER HEALTH SYSTEM. 2)COUNTRY CLUB OF ROCHESTER STEWARD. 3)AUDIT COMMITTEE HIGHLAND HOSPITAL / 1000 SOUTH AVENUE ROCHESTER, NY 14620 / EDUCATIONAL INSTITUTION / HEALTH CARE & PHARMACEUTICALS / HOSPITAL / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / LISTEN,DISCUSS, REVIEW INFORMATION FROM HOSPITAL ADMINISTRATORS / START DATE 06/12/2006. 6)HIGHLAND HOSPITAL / 1000 SOUTH AVENUE ROCHESTER, NEW YORK 14620 / OTHER / HEALTH CARE & PHARMACEUTICALS / PROVIDES HEALTH SERCICES / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / MEMBER OF BOARD OF DIRECTORS / PROVIDE OVERSIGHT TO MANAGEMENT / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO / START DATE 04/04/2011 / 2 HOURS PER MONTH. 7) Highlands at Brighton, RochesterNew York United States-14618, Health Care & Pharmaceuticals, Skilled Nursing Facility, Member of Board of directors, Oversight to management in meeting objectives of the Mission Statement, start date- 6/15/1995
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1980-05-09 |
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