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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
| PA | RA | APPROVED | 2018-11-02 |
Branch Locations
Bala Financial Group 208 Old Lancaster Road, Devon, PA 19333 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self/Robert J. Riley | Not Given | PA | 12/1973 | Present |
| John Hancock/Signator | Conshohocken | PA | 04/2003 | 11/2018 |
| Osaic Wealth, Inc. | Devon | PA | 11/2018 | Present |
1. PAOLI HOSPITAL POSITION: Foundation Board Member NATURE: Hospital - Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/1988 ADDRESS: 255 W. Lancaster Ave., Paoli PA 19301, United States DESCRIPTION: Fundraiser, Board of Director Member 2. THE RILEY COMPANY - INSURANCE BROKERAGE POSITION: Insurance Broker NATURE: sole proprietor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/1973 ADDRESS: 298 Old Lancaster Road, Devon PA 19333, United States DESCRIPTION: Sales and marketing of fixed annuities and non variable insurance and health insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-03 |
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