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Robert Joseph Riley

Osaic Wealth, Inc.

Devon, PA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-14
PA RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2024-06-14
  • PA RA
    APPROVED
    Since 2018-11-02

Branch Locations

Bala Financial Group 208 Old Lancaster Road, Devon, PA 19333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self/Robert J. Riley Not Given PA 12/1973 Present
John Hancock/Signator Conshohocken PA 04/2003 11/2018
Osaic Wealth, Inc. Devon PA 11/2018 Present
  • 12/1973 → Present
    Self/Robert J. Riley
    Not Given, PA
  • 04/2003 → 11/2018
    John Hancock/Signator
    Conshohocken, PA
  • 11/2018 → Present
    Devon, PA
Previous Registrations
  • 2006-01-26 → 2018-11-02
    Signator Investors, Inc.
    Devon, PA
    Conshohocken, PA
    Malvern, PA
Other Businesses

1. PAOLI HOSPITAL POSITION: Foundation Board Member NATURE: Hospital - Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/1988 ADDRESS: 255 W. Lancaster Ave., Paoli PA 19301, United States DESCRIPTION: Fundraiser, Board of Director Member 2. THE RILEY COMPANY - INSURANCE BROKERAGE POSITION: Insurance Broker NATURE: sole proprietor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/1973 ADDRESS: 298 Old Lancaster Road, Devon PA 19333, United States DESCRIPTION: Sales and marketing of fixed annuities and non variable insurance and health insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-26
S63 Uniform Securities Agent State Law Examination 1983-11-03
  • S66 Uniform Combined State Law Examination
    2004-01-26
  • S63 Uniform Securities Agent State Law Examination
    1983-11-03
Designations
Other Names
  • Robert Joseph Riley
  • Robert Joseph Riley

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