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Register Financial Advisors, LLC CRD 143884
$488M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-30 |
| GA | RA | APPROVED | 2012-07-09 |
Branch Locations
3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Register Financial Associates, Inc. | Atlanta | GA | 07/1992 | Present |
| Register Financial Advisors, Llc | Atlanta | GA | 05/2007 | Present |
1. REGISTER CAPITAL INVESTMENTS LLC, 3500 LENOX RD, ATLANTA, GA, YES INVESTMENT RELATED, NATURE OF BUSINESS: SMALL CAP PORTFOLIO STOCKS, CEO STARTED 2/1/18, 10 HOURS/MONTH DURING SECURITIES TRADING HOURS, DUTIES TO REVIEW/TRADE MANAGE ACCOUNT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1979-07-10 |
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