Charles Andrew Redd

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	1998-12-08

OK RA
APPROVED

Since 1998-12-08

Branch Locations

Tulsa, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Inc.	Tulsa	OK	07/1990	Present

07/1990 → Present

Mml Investors Services, Inc.

Tulsa, OK

Other Businesses

Name: Charles Redd Inv rel: Y Add: 7924 S Hudson Pl, Tulsa, OK 74136 Nature: Ind Life Ins, Health Ins, Grp Life Ins, Grp Health Ins Position: Sales/Agent Start date: 01/2000 No. HR/MO: 1 No. HR/MO during sec trading: 1

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-07-17
S63	Uniform Securities Agent State Law Examination	1982-11-24

S65 Uniform Investment Adviser Law Examination

1995-07-17
S63 Uniform Securities Agent State Law Examination

1982-11-24

View on SEC IAPD