William Thomas Read

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Ubs Financial Services Inc
  Chicago, IL

Previous Registrations

• 1994-03-16 → 2009-04-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oak Brook, IL
  Oak Brook, IL

Other Businesses

NAME CREEKSIDE STABLES ADDRESS: PLAINFIELD IL. NATURE: BUY/SELL/TRAIN/BRED HORSES POSITION, TITLE, ASSOCIATION: OWNER DUTIES: MANAGE BUSINESS NUMBER OF HOURS DEVOTED PER MONTH: 15, 04/16/2003 2) Naperville Riding Center552 S. Washington St.Suite 100Naperville, IL 60540/ Description - Boarding barn for horses./ Principal Business Activity - I am the President. this is a barn that was built in 1988 and owned and operated since then./ Role-President/ Comp - No 3) Name of Business: Stonebridge Country Club./ Address: 2850 Stonebridge Blvd. Aurora IL United States 60502./ Investment Related: No./ Nature: Sport & Leisure Facilities./ Role: Member of Board of directors./ Duty: Participate on the Advisory Board./ Start Date: 5/1/2020./ Time Required: No. 4) Naperville Polo Club552 S. Washington St.Suite 100Naperville, IL 60540, Polo Club, Treasurer, start date-12/3/2009.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-26
• S63 Uniform Securities Agent State Law Examination
  1980-05-13

Other Names

• William Thomas Reads
• William Thomas Read
• William Read