John Stephen Putnam

Current Employers

Employment History

• 01/1999 → Present
  Raymond James Financial Services, Inc.
  Saint Petersburg, FL
• 04/2003 → Present
  Raymond James Financial
  St. Petersburg, FL
• 11/2012 → Present
  Raymond James Financial Services Advisors Inc.
  St. Petersburg, FL
• 12/2013 → Present
  Putnam Dispute Resolution Llc
  Tarpon Springs, FL

Other Businesses

(1) Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Lender Investment Related: Yes Start Date: 02/11/2024 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: This individual was in dire need of a set of teeth to be able to function and could not get a normal loan (2) Name of Business: F L Putnam Securities Inc Address: 1445 Manatee Cir , Tarpon Springs , FL, 34689, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - CEO Investment Related: Yes Start Date: 12/29/2013 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: I am an officer and director of this non traded holding company. In this connection I assist in the operation and planning for the Company and its subsidiaries (3) Name of Business: F.L.Putnam Investment Management Company Inc Address: 1445 Manatee Cir, Tarpon Springs , FL, 34689, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 06/17/2026 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am a non voting observer on the Board (4) Name of Business: Pollock Cove Resorts Address: 1445 Manatee Circle , Tarpon Springs , FL, 34689, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/25/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (5) Name of Business: Putnam 411 Address: 1445 Manatee Cir/207 East Grand Ave, tarpon Spings/Old Orchard Beach Me, FL, 34689, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/30/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I provide long range planning and other advice to businesses and individuals in business including ESOP using RJ reources (6) Name of Business: Steve Putnam& Associates LLC Address: 1445 Manatee Cir, Tarpon Springs , FL, 34689, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/26/2026 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the owner of the LLC and its manager. I will be directing the placement of mnaged funds of the LLC , determing sale of real estate aassets and overseeing the actions of one employee who will be operting a cabin rental business in Campobello Canada and an individual who will provide accounting assistance to the LLC on a part time basis. (7) Name of Business: Trust Realty Corporation Address: 1445 Manatee Cir, Tarpon Springs , FL, 34689, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: Yes Start Date: 11/11/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: This is a real estate company for family owned real estate. It is owned by trusts for the benefit of members of the Putnam families.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-04-25
• S63 Uniform Securities Agent State Law Examination
  1980-04-14