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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-09-12 |
| NJ | RA | APPROVED | 2004-04-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morristown | NJ | 03/1991 | Present |
| Bank Of America, Na | Florham Park | NJ | 11/2009 | Present |
I*73249 For profit or not for profit: For-Profit Organization Name of outside business organization: Morrisville Redevelopment LLC Investment related: Y Address of business: Morrisville, Pennsylvania 19067 Nature of business: LLC, Position, title, association: Other, Lender Start date of relationship: 3/31/2013 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: First Mortgage No responsibilities, just a lender.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-23 |
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