Best Investors
Account
Sign in
Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-16 |
| FL | RA | APPROVED | 2014-02-20 |
| PA | RA | APPROVED | 2014-02-20 |
Branch Locations
3701 Corporate Parkway Suite 110, Center Valley, PA 18034 • United States
Amelia Island, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Company, Inc. | St. Louis | MO | 02/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-24 |
Reach out to this advisor