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Current Employers
Springwater Advisors, Llc

800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-06-08
TX RA APPROVED 2009-04-23
  • LA RA
    APPROVED
    Since 2026-06-08
  • TX RA
    APPROVED
    Since 2009-04-23

Branch Locations

800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401 • United States

Herndon Plant Oakley, Ltd.

800 N. Shoreline Blvd Suite 2200 South, Corpus Christi, TX 78401 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-12
KS RA APPROVED 2017-07-24
TX RA APPROVED 1998-07-07
  • FL RA
    APPROVED
    Since 2024-12-12
  • KS RA
    APPROVED
    Since 2017-07-24
  • TX RA
    APPROVED
    Since 1998-07-07

Branch Locations

800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Herndon Plant Oakley, Ltd. Corpus Christi TX 01/1998 Present
Springwater Advisors, Llc Corpus Christi TX 03/2009 Present
Herndon Plant Oakley Inc. Corpus Christi TX 10/1998 Present
Herndon Plant Oakley Insurance Agency Lc Corpus Christi TX 11/2001 Present
  • 01/1998 → Present
    Corpus Christi, TX
  • 03/2009 → Present
    Corpus Christi, TX
  • 10/1998 → Present
    Herndon Plant Oakley Inc.
    Corpus Christi, TX
  • 11/2001 → Present
    Herndon Plant Oakley Insurance Agency Lc
    Corpus Christi, TX
Other Businesses

DECISIO HEALTH INC/CC,TX/BOARD MEMBER/INVESTMENT RELATED.STORM II DISCRETIONARY TRUST,JAMES/CC,TX/CO-TTEE/INVESTMENT RELATED.SOUTH TEXAS HEIGHTS LLC/CC,TX/INVESTMENT RELATED/MANAGING PARTNER. KYLE INVESTMENT GROUP/INVESTMENT RELATED/CC,TX/MANAGING MEMBER. MYRON RODRIGUE&JUDY RODRIGUE IRRV GST TRUST/INVESTMENT RELATED/CC,TX/CO-TTEE.PLANT FAMILY INVESTMENTS LTD/NOT INVESTMENT RELATED/CC,TX/GENERAL PARTNER.BROADMOOR EAST/INVESTMENT RELATED/CC,TX/GENERAL PARTNER. EQUINOX I/INVESTMENT RELATED/CC,TX/MANAGING PARTNER.EQUINOX USI LTD/INVESTMENT RELATED/CC,TX/GENERAL PARTNER.EAST SLOPE GP LLC/INVESTMENT RELATED/CC,TX/PRESIDENT.EAST SLOPE LP/INVESTMENT RELATED/CC,TX/GENERAL PARTNER.CEDAR PARK GROUP LLC/INVESTMENT RELATED/CC,TX/MANAGING PARTNER. DECLATEX LLC/CO-MANAGER-PRESIDENT/INVESTMENT RELATED/ CC,TX. DECLATEX LLC II/ CO-MANAGER-PRESIDENT/INVESTMENT RELATED/CC,TX. DECLATEX LLC III/CO-MANAGER-PRESIDENT/INVESTMENT RELATED/CC,TX. DOUGLASVILLE PAVILION EQUITY GROUP LLC/CO-MANAGING MEMBER/INVESTMENT RELATED/CC,TX. PF GEORGIA LLC/CO-MANAGING MEMBER/INVESTMENT RELATED/CC,TX. FLUX POWER INC/AGENT-SOLICITOR/INVESTMENT RELATED/VISTA,CA. AINBINDER DOUGLASVILLE LLC/AGENT-SOLICITOR/INVESTMENT RELATED/ HOUSTON,TX. CLEVELAND CAPITAL LP/AGENT-SOLICITOR/INVESTMENT RELATED/ ROCKY RIVER, OH. KIF GP LLC/MANAGER/INVESTMENT RELATED/CORPUS CHRISTI TX. SCC KYLE PARTNERS LTD/MANAGER OF GP/INVESTMENT RELATED/CORPUS CHRISTI TX. SPRINGHILL INVESTMENT PARTNERS LP/MANAGER OF GP/INVESTMENT RELATED/CORPUS CHRISTI TX. SPRINGHILL INVESTMENT PARTNERS GP LLC/MANAGER OF GP/INVESTMENT RELATED/CORPUS CHRISTI TX. SPRINGHILL INVESTMENT PARTNERS II LP/MANAGER OF GP/INVESTMENT RELATED/CORPUS CHRISTI TX. SPRINGHILL INVESTMENT PARTNERS II GP LLC/MANAGER OF GP/ INVESTMENT RELATED/CORPUS CHRISTI TX. EAST HIGHPOINT MANAGEMENT LLC/MANAGER OF LLC/INVESTMENT RELATED/CORPUS CHRISTI TX. HIGHPOINT MIDSTREAM LLC/MANAGER OF LLC/INVESTMENT RELATED/SAN ANTONIO TX. EAST HIGHPOINT INVESTMENT PARTNERS LLC/INVESTMENT RELATED/CORPUS CHRISTI, TX. CCP ESPORT FUND LLP/INVESTMENT RELATED/CORPUS CHRISTI, TX. WBE INVESTMENTS/INVESTMENT RELATED/1-2 HOURS MONTHLY/CORPUS CHRISTI TX. EAST HIGHPOINT INVESTMENT PARTNERS II LLC/INVESTMENT RELATED/MANAGER OF LLC/1-3 HOURS MONTHLY/CORPUS CHRISTI TX.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-21
S63 Uniform Securities Agent State Law Examination 1992-05-12
  • S65 Uniform Investment Adviser Law Examination
    1997-04-21
  • S63 Uniform Securities Agent State Law Examination
    1992-05-12
Other Names
  • Phil Plant

View on SEC IAPD

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