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Francis Anthony Pineno

Dakota Wealth, LLC

Palm Beach Gardens, FL

Richmond, VA

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Current Employers
Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-02-15
  • VA RA
    APPROVED
    Since 2022-02-15

Branch Locations

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

7275 Glen Forest Dr. Unit 206, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
#Ia Pineno & Levin Asset Management, Inc Richmond VA 09/1994 02/2022
Dakota Wealth, Llc Richmond VA 01/2022 Present
  • 09/1994 → 02/2022
    #Ia Pineno & Levin Asset Management, Inc
    Richmond, VA
  • 01/2022 → Present
    Dakota Wealth, Llc
    Richmond, VA
Previous Registrations
  • 1996-10-09 → 2022-02-16
    Pineno Levin & Ford Asset Management, Inc.
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-23
S63 Uniform Securities Agent State Law Examination 1985-04-03
  • S65 Uniform Investment Adviser Law Examination
    1993-02-23
  • S63 Uniform Securities Agent State Law Examination
    1985-04-03
Designations

View on SEC IAPD

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