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John Allan Pickett

Captrust

Dallas, TX

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-09
  • TX RA
    APPROVED
    Since 2015-04-09

Branch Locations

5005 Lbj Freeway, Suite 1313, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Securities Llc Raleigh NC 06/2010 Present
Capfinancial Partners Llc (Captrust) Raleigh NC 04/2015 Present
  • 06/2010 → Present
    Capfinancial Securities Llc
    Raleigh, NC
  • 04/2015 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-15
S65 Uniform Investment Adviser Law Examination 1992-03-16
  • S63 Uniform Securities Agent State Law Examination
    1996-03-15
  • S65 Uniform Investment Adviser Law Examination
    1992-03-16

View on SEC IAPD

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