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Deborah Faye Peterson

LPl Financial LLC

Colorado Springs, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2004-07-22
  • CO RA
    APPROVED
    Since 2004-07-22

Branch Locations

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Colorado Springs CO 07/2004 Present
  • 07/2004 → Present
    Linsco/Private Ledger Corp.
    Colorado Springs, CO
Previous Registrations
  • 2004-02-25 → 2004-07-13
    Ameriprise Advisor Services, Inc.
    Colorado Springs, CO
  • 2004-01-14 → 2004-03-24
    Keybanc Capital Markets Inc.
    Colorado Springs, CO
Other Businesses

1.07/5/07 - DBA ONLY - LIFE INVESTMENT GROUP, LLC - CO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-30
S63 Uniform Securities Agent State Law Examination 1987-03-24
  • S65 Uniform Investment Adviser Law Examination
    2003-12-30
  • S63 Uniform Securities Agent State Law Examination
    1987-03-24
Other Names
  • Debbie Erickson

View on SEC IAPD

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