Richard David Peck

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 01/2024 → Present
  Cetera Investment Advisers
  Schaumburg, IL

Previous Registrations

• 2011-08-16 → 2015-03-19
  Capital Guardian Wealth Management, Llc
  The Villages, FL
• 2010-03-22 → 2012-03-28
  Circle One Wealth Management, Llc
  Mount Pleasant, SC
• 2008-04-25 → 2010-02-02
  Cetera Advisors Llc
  Baton Rouge, LA
  The Village, FL
  Baton Rouge, LA
• 2005-04-21 → 2008-07-21
  Richard D. Peck & Associates, Llc
  The Villages, FL

Other Businesses

1.DBA: MASTERS PRIVATE CLIENT GROUP LLC, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL SERVICES, START FEBRUARY 2015, 40 HOURS PER WEEK - DURING TRADING HOURS, FINANCIAL ADVISOR.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-07
• S63 Uniform Securities Agent State Law Examination
  1986-04-24

Other Names

• Richard D Peck