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Roger Raye Pearson

Osaic Wealth, Inc.

Bettendorf, IA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-01
IA RA APPROVED 2023-09-01
  • IL RA
    APPROVED
    Since 2023-09-01
  • IA RA
    APPROVED
    Since 2023-09-01

Branch Locations

2435 Kimberly Road Suite 205 S, Bettendorf, IA 52722 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Ettenorf IA 08/2012 Present
Osaic Wealth, Inc. Bettendorf IA 09/2023 Present
  • 08/2012 → Present
    Sagepoint Financial
    Ettenorf, IA
  • 09/2023 → Present
    Osaic Wealth, Inc.
    Bettendorf, IA
Previous Registrations
  • 2012-08-29 → 2023-09-01
    Osaic Services, Inc.
    Scottsdale, AZ
    Bettendorf, IA
  • 2008-10-28 → 2012-08-28
    Next Financial Group, Inc.
    Bettendorf, IA
    Bettendorf, IA
  • 2002-10-07 → 2010-11-15
    Client 1St Wealth Management, Inc.
    Betendorf, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-25
S63 Uniform Securities Agent State Law Examination 1986-08-19
  • S65 Uniform Investment Adviser Law Examination
    2002-03-25
  • S63 Uniform Securities Agent State Law Examination
    1986-08-19
Designations

View on SEC IAPD

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Other Investors

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LEE M LENSCH
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BARBARA JEAN FOOTE
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JEFFREY WILLIAM PETERS
MERRIAM JEANNE RINK

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Bettendorf, IA
AUSDAL FINANCIAL PARTNERS, INC. · BETTENDORF, IA
AOT INVEST LLC · DAVENPORT, IA
OSAIC WEALTH, INC. · DAVENPORT, IA
LPL FINANCIAL LLC · BETTENDORF, IA
TFP MANAGEMENT, LLC · BETTENDORF, IA
EDWARD JONES · BETTENDORF, IA
PFS INVESTMENTS INC. · BETTENDORF, IA

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