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Richard Dennis Pearce

Trinity Investment Advisors, LLC

West Chester, PA

CRD 358781

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Employer firm

Trinity Investment Advisors, LLC CRD 141039

$388M regulatory AUM

Reported services (Item 5G)

  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Trinity Investment Advisors, Llc

136 North Church, West Chester, PA 19380 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-06-11
  • PA RA
    APPROVED
    Since 2012-06-11

Branch Locations

136 North Church, West Chester, PA 19380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stancorp Equities, Inc. Wilmington DE 01/2007 Present
Stancorp Investment Advisers, Inc. Wilmington DE 03/2007 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-29
  • S63 Uniform Securities Agent State Law Examination
    1993-07-29

View on SEC IAPD

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