Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wilmington, DE • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-09 |
| PA | RA | APPROVED | 2018-06-01 |
| DE | RA | APPROVED | 2018-04-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Wilmington | DE | 01/2007 | 04/2018 |
| Ajp Financial Services, Llc | Wilmington | DE | 07/2017 | Present |
1) AJP FINANCIAL SERVICES POSITION: Broker NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/31/2007 ADDRESS: POB 7136, 506 Woodside Avenue, Wilmington DE 19803-0136 DESCRIPTION: Offering securities and investment advisory services to my clients. 2) AJP FINANCIAL SERVICES POSITION: Broker NATURE: Insurance - Fixed Annuities, Life/Health, Long Term Care INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/31/2007 ADDRESS: POB 7136, 506 Woodside Avenue, Wilmington DE 19803-0136 DESCRIPTION: Providing Insurance solutions to my clients financial planning needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-02 |
Reach out to this advisor