Porter Louis Ozanne

Employer firm

Wsa Affiliates, LLC CRD 144108

56 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• ADMINISTRATIVE AND ADVISOR COORDINATION SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1976 → Present
  Ozanne & Associates
  Dallas, TX
• 10/2002 → Present
  Probity Advisors Inc
  Dallas, TX
• 10/2007 → Present
  Wealth Services Alliance
  Dallas, TX
• 05/2019 → Present
  Fa Holdings, Inc.
  Dallas, TX

Previous Registrations

• 1999-07-02 → 2004-03-23
  Tower Square Securities, Inc.
  Dallas, TX

Other Businesses

1) OZANNE & ASSOC (A SOLE PROPRIETOR) NON-INVESTMENT RELATED. 10000 N CENTRAL EXPRESSWAY, #1326, DALLAS, TX 75231. LIFE INS AGENCY - ACTIVE. I AM SOLE OWNER & AGENT SINCE 02/1976 TO PRESENT. I DEVOTE ONLY A LIMITED AMOUNT OF TIME TO THIS FIRM AND LESS THAN 1 HOUR PER WEEK ON AVERAGE DURING A WEEK'S TRADING HOURS. INSURANCE AGENT. 2) PROBITY ADVISORS, INC., INVESTMENT RELATED. 10000 N CENTRAL EXPRESSWAY, #1326, DALLAS, TX 75231. REGISTERED INVESTMENT ADVISORY FIRM. I AM PRESIDENT/IAR & 70% SHAREHOLDER INCORPORATED 02/2002. I SPEND 20+ HOURS PER WEEK WITH THIS FIRM, APPROXIMATELY 10-15 ARE SPENT DURING TRADING HOURS. I AM RESPONSIBLE FOR THE FIRM'S OVERALL SUPERVISION. 3)PRESIDENT WITH WSA AFFILIATES, LLC, A STATE REGISTERED INVESTMENT ADVISOR (TX), SINCE FEBRUARY 2008, LOCATED AT 10000 N CENTRAL EXPRESSWAY #1326, DALLAS, TX 75231. I SPEND LESS THAN ONE HOUR PER WEEK WORKING FOR THIS FIRM, APPROXIMATELY ALL OF WHICH OCCURS DURING TRADING HOURS. I AM RESPONSIBLE FOR THE OVERALL SUPERVISION OF THE FIRM. 4)Vice President/Owner (50%) of FA Holdings, Inc., since May 2019, Located at 10000 N. Central Expressway, #1326, Dallas, TX 75231. FA Holdings is not investment related. FA Holdings is a technology services company providing data analytics and integration services to Probity Advisors, Inc. I devote approximately 20 hours per week to FA Holding, 10-15 hours/week spent during trading hours. I supervise the firm's operations.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-14
• S63 Uniform Securities Agent State Law Examination
  1984-10-03

Designations

• Chartered Financial Consultant

Other Names

• Buddy Ozanne
• Porter Louis Ozanne