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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-09-01 |
Branch Locations
2 Radnor Corporate Center Suite 106, Radnor, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Radnor | PA | 04/1988 | Present |
RICHARD B. OWENS/OWENS & DOWLING DBA., NOT INVESTMENT RELATED, 2 RADNOR CORP. CTR. STE. 106 RADNOR PA.. NATURE: DBA FOR SALE OF GROUP BENEFITS..POSITION: DBA/OWNER/AGENT..DUTIES: PRESENTATION/SALES & SERVICE OF GROUP BENEIFT PRODUCTS TO CLIENTS..START: 09/1970.HOURS PER MONTH: 6-10..HOURS DURINGTRADING: 1-2..
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-03-20 |
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