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Richard Brian Owens

Mml Investors Services, LLC

Radnor, PA

CRD 354707

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-09-01
  • PA RA
    APPROVED
    Since 2011-09-01

Branch Locations

2 Radnor Corporate Center Suite 106, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Radnor PA 04/1988 Present
  • 04/1988 → Present
    Mml Investors Services, Inc.
    Radnor, PA
Other Businesses

RICHARD B. OWENS/OWENS & DOWLING DBA., NOT INVESTMENT RELATED, 2 RADNOR CORP. CTR. STE. 106 RADNOR PA.. NATURE: DBA FOR SALE OF GROUP BENEFITS..POSITION: DBA/OWNER/AGENT..DUTIES: PRESENTATION/SALES & SERVICE OF GROUP BENEIFT PRODUCTS TO CLIENTS..START: 09/1970.HOURS PER MONTH: 6-10..HOURS DURINGTRADING: 1-2..

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-03-20
  • S63 Uniform Securities Agent State Law Examination
    2007-03-20

View on SEC IAPD

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