Best Investors Account Sign in

Joseph Francis Ouellette

Equitable Advisors, LLC

Ponte Vedra, FL

CRD 354365

Claim This Profile
Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-10-12
  • FL RA
    APPROVED
    Since 2020-10-12

Branch Locations

Ponte Vedra, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-19
S65 Uniform Investment Adviser Law Examination 2000-06-29
  • S63 Uniform Securities Agent State Law Examination
    2000-07-19
  • S65 Uniform Investment Adviser Law Examination
    2000-06-29
Other Names
  • Joseph Frances Ouellette

View on SEC IAPD

More in Ponte Vedra, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor