Marc Thomas O'BRien

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1994 → 01/2017
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 01/2017 → 08/2020
  Lincoln Investment
  Genoa, NV
• 08/2020 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 01/2013 → Present
  Marc O'BRien (Self Employed)
  Genoa, NV

Previous Registrations

• 2017-06-15 → 2020-08-07
  Lincoln Investment
  Genoa, NV
• 2004-06-29 → 2019-10-04
  Legend Advisory, Llc
  Genoa, NV
  Palm Beach Gardens, FL
  Carmichael, CA

Other Businesses

1) Marc O'Brien (self employed) - 2515 Genoa Aspen Dr Genoa, NV 89411; Investment related; Insurance (life, disability, health, medicare supplemental, annuities) sales & services; Agent; Start date 1/2013; less than 1 hr/mnth; 0 hrs/mnth during trading.

Exams

• S66 Uniform Combined State Law Examination
  2011-03-11
• S63 Uniform Securities Agent State Law Examination
  2009-05-20

Other Names

• Marc Thomas Obrien