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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-08-14 |
Branch Locations
3600 Country Club Road Suite 200, Winston Salem, NC 27104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Winston-Salem | NC | 07/2009 | Present |
| Pennington Financial Group | Winston-Salem | NC | 07/2009 | 06/2021 |
| Raymond James Financial Services Advisors, Inc | Winston Salem | NC | 08/2009 | Present |
(1)Name of Business: Address: 3600 Country Club Rd Ste 200, Winston Salem, NC, 27104, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/24/2009 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: RJFS Independent Contractor (2)Name of Business: Address: 1190 Arbor Road, Winston-Salem, NC, 27104, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own inherited property that continues under previous rent provisions
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-04-03 |
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