Henry Carson Norman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2008-01-01

NC RA
APPROVED

Since 2008-01-01

Branch Locations

Robersonville, NC • United States

695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Greenville	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Greenville	NC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Greenville, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Greenville, NC

Previous Registrations

2004-04-07 → 2008-01-01

A. G. Edwards & Sons, Inc.

Greenville, NC

Greenville, NC

St. Louis, MO

Other Businesses

CARSON & NORMAN - FARMING PARTNERSHIP

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-06
S63	Uniform Securities Agent State Law Examination	1982-11-12

S66 Uniform Combined State Law Examination

2004-04-06
S63 Uniform Securities Agent State Law Examination

1982-11-12

Other Names

Carson Norman

View on SEC IAPD