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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-08-20 |
| RI | RA | APPROVED | 2019-05-16 |
Branch Locations
218 Holly Branch Pl, Simpsonville, SC 29681 • United States
Wakefield, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Danbury | CT | 11/2008 | Present |
1. 12/16/08 - DBA ONLY-NISSLY LAWLOR GROUP, INC - DANBURY, CT 2. 06/04/2014 - OTHER - NOTARY - DANBURY, CT 3. 6/17/2020 - No Business Name - Investment Related - Danbury, CT 06811 - Real Estate Rental - Start Date: 5/1/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Condo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1980-06-12 |
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