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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-17
SC RA APPROVED 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2025-07-17
  • SC RA
    APPROVED
    Since 2025-01-01

Branch Locations

Simpsonville, SC • United States

503 S Main St Ste 6024, Mauldin, SC 29662 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Mauldin SC 11/1994 Present
Pfs Investments Inc. Mauldin SC 04/1995 Present
  • 11/1994 → Present
    Primerica Financial Services
    Mauldin, SC
  • 04/1995 → Present
    Mauldin, SC
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Dowers International, Investment Related, 1901 Main St North Little Rock, AR 72114, Primerica Business Purposes, Owner, 8/6/2004 to Present, 160 hours per month (140 hours per month during securities trading hours), legal entity formed solely for Primerica business purposes Rental Property, not Investment Related, Fountain Inn, SC 29644, Owner (1099), 07/2023 to Present, 2 Hours Committed per Month (0 Hours During Securities Trading Hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-16
S63 Uniform Securities Agent State Law Examination 1995-06-16
  • S65 Uniform Investment Adviser Law Examination
    2012-07-16
  • S63 Uniform Securities Agent State Law Examination
    1995-06-16

View on SEC IAPD

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