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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
2250 E 73 Street Ste 650, Tulsa, OK 74136 • United States
2520 Mcgee Drive, Suite 110, Norman, OK 73072 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Planning Resources, Inc. | Tulsa | OK | 01/2018 | Present |
| National Planning Corporation | Santa Monica | CA | 09/2011 | 11/2017 |
| Lpl Financial Llc | Tulsa | OK | 11/2017 | Present |
| Financial Planning Resources | Tulsa | OK | 01/1980 | 01/2018 |
1.11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - REGISTERED REPRESENTATIVE-FIXED INSURANCE. 2. 4/19/2018 - Financial Planning Resources - Investment Related - At Reported Business Location(s) - Other-Book/Author - Started 08/24/2017 - 2 Hours Per Month/0 Hours During Securities Trading. 3. 11/27/2018 - No Business Name - Not Investment Related - Home Based & South Pittsburg, Tulsa, Oklahoma - Started 11/20/2014 - 0 Hours Per Month. 4. 09/28/2023 - FINANCIAL PLANNING RESOURCES - Chairman - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/1980 - 175 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-11 |
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