William Robert Neville

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2001-03-28

NH RA
APPROVED

Since 2001-03-28

Branch Locations

Nashua, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Manchester	NH	04/1971	Present
Nylife Securities Llc	Bedford	NH	10/1982	Present
Neville Financial Group	Nashua	NH	08/2003	Present
Eagle Strategies Llc	Nashua	NH	03/2001	Present

04/1971 → Present

New York Life Insurance Company

Manchester, NH
10/1982 → Present

Nylife Securities Llc

Bedford, NH
08/2003 → Present

Neville Financial Group

Nashua, NH
03/2001 → Present

Eagle Strategies Llc

Nashua, NH

Other Businesses

I OWN A RENTAL PROPERTIES - MANAGERIAL DUTIES ARE 1HR A MONTH. THIS IS A OBA FOR DBA 'NEVILLE FINANCIAL GROUP', YES THE BUSINESS IS INVESTMENT RELATED. IT IS LOCATED AT 39 SIMON ST, 3B NASHUA, NH 03060. THIS INDIVIDUAL IS THE OWNER OF THE DBA, AND HE STARTED THIS BI=USINESS BACK IN 04/1971. THE TYPE OF BUSINESS THIS DBA PERFORMS IS THE SALE OF LIFE ANNUITIES, VARIABLE PRODUCTS AND MUTUAL PRODUCTS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-07-31

S63 Uniform Securities Agent State Law Examination

1984-07-31

View on SEC IAPD