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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-02-11 |
Branch Locations
12711 Falling Water Blvd, Fort Wayne, IN 46845 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Fort Wayne | IN | 09/2009 | 11/2016 |
| Wells Fargo Advisors, Llc | Fort Wayne | IN | 11/2016 | 12/2018 |
| Fsg, Llp | Crystal Lake | IL | 01/2019 | Present |
| The Leaders Group, Inc. | Littleton | CO | 02/2020 | Present |
1.) FSG, LLP - 1/1/2019 - 805 S McHenry Avenue, Suite I, Crystal Lake, IL 60014 - Wholesaler, Present ideas and insurance concepts to financial advisors with wirehouses, Not Invt Rel, Insurance business, 80 hrs/mo; 40 hrs/mo (during trading hours). 2.) OWN RENTAL PROPERTIES - 9/1/2004 - Fort Wayne, IN - Owner, Own rental property and care for it, Not Invt Rel, Property rental, 2 hrs/mo; 2 hrs/mo during trading hours). 3.) TLG ADVISORS, INC - 2/11/2020 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 4.) IServices LLC - 3/1/23 - 12711 Falling Water Blvd, Fort Wayne, IN 46845 - Owner, commissions and fees to the LLC, , not inv't related, fees and commissions earned into LLC to pay business expenses etc., 2 hrs/mo; 0 hrs/mo (during trading hours). 5.) LIFE INSURANCE SALES - 5/1/23 - 12711 Falling Water Blvd, Fort Wayne, IN 46845 - Sales, Sell Personal Life policies to individuals, not inv't related, 2 hrs/mo; 2 hrs/mo (during trading hours). 6.) BOARD MEMBER OF SOUTH BAY CONDO ASSN TREASURER - 12/31/2023 - 12711 Falling Water Blvd, Fort Wayne, IN 46845 - Treasurer, Handle the $20,000 dollar budget and pay bills of our assn, Not Invt Rel, 2 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-03 |
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