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Ronald Glen Neuenschwander

Tlg Advisors, Inc.

Fort Wayne, IN

Summit, NJ

CRD 346666

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Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-02-11
  • IN RA
    APPROVED
    Since 2020-02-11

Branch Locations

12711 Falling Water Blvd, Fort Wayne, IN 46845 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Fort Wayne IN 09/2009 11/2016
Wells Fargo Advisors, Llc Fort Wayne IN 11/2016 12/2018
Fsg, Llp Crystal Lake IL 01/2019 Present
The Leaders Group, Inc. Littleton CO 02/2020 Present
  • 09/2009 → 11/2016
    Wells Fargo Advisors, Llc
    Fort Wayne, IN
  • 11/2016 → 12/2018
    Wells Fargo Advisors, Llc
    Fort Wayne, IN
  • 01/2019 → Present
    Fsg, Llp
    Crystal Lake, IL
  • 02/2020 → Present
    The Leaders Group, Inc.
    Littleton, CO
Previous Registrations
Other Businesses

1.) FSG, LLP - 1/1/2019 - 805 S McHenry Avenue, Suite I, Crystal Lake, IL 60014 - Wholesaler, Present ideas and insurance concepts to financial advisors with wirehouses, Not Invt Rel, Insurance business, 80 hrs/mo; 40 hrs/mo (during trading hours). 2.) OWN RENTAL PROPERTIES - 9/1/2004 - Fort Wayne, IN - Owner, Own rental property and care for it, Not Invt Rel, Property rental, 2 hrs/mo; 2 hrs/mo during trading hours). 3.) TLG ADVISORS, INC - 2/11/2020 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 4.) IServices LLC - 3/1/23 - 12711 Falling Water Blvd, Fort Wayne, IN 46845 - Owner, commissions and fees to the LLC, , not inv't related, fees and commissions earned into LLC to pay business expenses etc., 2 hrs/mo; 0 hrs/mo (during trading hours). 5.) LIFE INSURANCE SALES - 5/1/23 - 12711 Falling Water Blvd, Fort Wayne, IN 46845 - Sales, Sell Personal Life policies to individuals, not inv't related, 2 hrs/mo; 2 hrs/mo (during trading hours). 6.) BOARD MEMBER OF SOUTH BAY CONDO ASSN TREASURER - 12/31/2023 - 12711 Falling Water Blvd, Fort Wayne, IN 46845 - Treasurer, Handle the $20,000 dollar budget and pay bills of our assn, Not Invt Rel, 2 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-09
S63 Uniform Securities Agent State Law Examination 1986-10-03
  • S65 Uniform Investment Adviser Law Examination
    1996-10-09
  • S63 Uniform Securities Agent State Law Examination
    1986-10-03
Designations
  • Certified Financial Planner

View on SEC IAPD

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