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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-11-06
  • KS RA
    APPROVED
    Since 2020-11-06

Branch Locations

7514 N Oak Trafficway Ste. B, Gladstone, MO 64118 • United States

10851 Mastin Blvd. Ste. 120, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Managment Inc. Overland Park KS 09/2009 11/2020
Wealth Management Of Kc, Inc. Overland Park KS 12/2000 Present
Cambridge Investment Research, Inc Fairfield IA 11/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2020 Present
  • 09/2009 → 11/2020
    Geneos Wealth Managment Inc.
    Overland Park, KS
  • 12/2000 → Present
    Wealth Management Of Kc, Inc.
    Overland Park, KS
  • 11/2020 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 11/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2009-09-01 → 2020-11-10
    Overland Park, KS
    Overland Park, KS
  • 1993-07-01 → 2011-03-31
    Wealth Management Group Of Kc, Inc.
    Overland Park, KS
  • 1997-12-11 → 2009-09-01
    Overland Park, KS
    Overland Park, KS
Other Businesses

1) GARY A NAGEL 10851 MASTIN BLVD, STE 120, OVERLAND PARK KS, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/15/67, INV REL, 5/MO- 0/TRADING 2) WYCLIFFE USA, 11221 JOHN WYCLIFFE BLVD, ORLANDO, FL, BOARD MEMBER OF A NON-PUBLIC ENTITY, 09/15/15, NIR, 10/YR- 0/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 11/06/20 4) WEALTH MANAGEMENT GROUP OF KC, INC. 10851 MASTIN BLVD, STE 120, OVERLAND PARK, KS, DBA/S-CORP, 11/30/00, PRESIDENT, 32 HR/WK- 32/TRADING HR. 5) SERVANT FOUNDATION DBA, THE SIGNATY, 171 W 95TH STREET #501, OVERLAND PARK, KS, BOARD CHAIR, NIR- 10 HR/MO- 0/TRADING HR. 6) DEERBROOK COMMUNITY ASSOCIATION, Overland Park KS 66062, 10/2021, Board Member, neighborhood renovation approval, appearance, budget approval, NIR 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-05-06
  • S63 Uniform Securities Agent State Law Examination
    1981-05-06

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