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Richard Joseph Mussell

Cetera Investment Advisers LLC

Anoka, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

2006 1St Ave N #203, Anoka, MN 55303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern National Life Insurance Co. Minneapolis MN 04/1965 Present
Richard Mussell Anoka MN 04/1965 Present
Dick Mussell Agency Anoka MN 01/1965 Present
Voya Financial Advisors Anoka MN 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/1965 → Present
    Northwestern National Life Insurance Co.
    Minneapolis, MN
  • 04/1965 → Present
    Richard Mussell
    Anoka, MN
  • 01/1965 → Present
    Dick Mussell Agency
    Anoka, MN
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Anoka, MN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2006 1ST AVE N #203; ANOKA; MN; 55303; Fixed insurance sales; INDEPENDENT INSURANCE AGENT; 6/16/2009; 160; 160; Sales of fixed insurance products.| 2) NAME OF ENTITY: Dick Mussell Agency; No; 2006 1ST AVE N #203; ANOKA; MN; 55303; Insurance Agency/dba; Owner; 1/1/1965; 160; 160; Sales of insurance products|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-12
S63 Uniform Securities Agent State Law Examination 1994-09-27
  • S65 Uniform Investment Adviser Law Examination
    2017-04-12
  • S63 Uniform Securities Agent State Law Examination
    1994-09-27
Other Names
  • Dick Mussell

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