Joseph Michael Murtagh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1989 → 02/2020
  Royal Alliance
  Ny, NY
• 11/1989 → 02/2020
  Royal Alliance Associates, Inc.
  Charlotte, NC
• 05/1989 → 04/2019
  The Source
  Charlotte, NC
• 02/2020 → 07/2025
  Cadaret, Grant & Co., Inc.
  Matthews, NC
• 07/2025 → Present
  Lpl Financial Llc
  Matthews, NC

Previous Registrations

• 2020-03-05 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Syracuse, NY
  Matthews, NC
  Syracuse, NY

Other Businesses

1) 07/10/2025 - The Dream Speaker Inc / President /Business Entity For Tax/Investment Purposes Only / Matthews NC 28104 / Start date 03/01/2025 - 10 hrs per month - 10 per month trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-01-08

Designations

• Chartered Financial Consultant

Other Names

• Joe Murtagh
• Joseph M Murtagh