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William Patrick Murphy

Ubs Financial Services Inc.

Highlands, NC

Baltimore, MD

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-11
MD RA APPROVED 2010-11-17
TX RA APPROVED 2010-11-17
  • NC RA
    APPROVED
    Since 2024-04-11
  • MD RA
    APPROVED
    Since 2010-11-17
  • TX RA
    APPROVED
    Since 2010-11-17

Branch Locations

Highlands, NC • United States

500 East Pratt Street, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Baltimore MD 11/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-01-24
S63 Uniform Securities Agent State Law Examination 1988-09-22
  • S65 Uniform Investment Adviser Law Examination
    1992-01-24
  • S63 Uniform Securities Agent State Law Examination
    1988-09-22

View on SEC IAPD

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