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Current Employers
The Strategic Financial Alliance, Inc.

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-02
TX RA APPROVED_RES 2004-01-02
  • CA RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED_RES
    Since 2004-01-02

Branch Locations

Larkspur, CA • United States

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lfa Holdings, Inc. Dba Larkspur Financial Advisors Corte Madera CA 02/1981 Present
The Strategic Financial Alliance, Inc. Atlanta GA 10/2003 Present
Previous Registrations
  • 1998-09-04 → 2003-11-18
    Ifg Advisory Services Inc
    Corte Madera, CA
  • 1996-01-01 → 2003-10-30
    Vision Capital Advisers, Inc.
    Corte Madera, CA
Other Businesses

1. SFA HOLDINGS, INC - NOT INVESTMENT RELATED, 2200 CENTURY PARKWAY SUITE 500 ATLANTA GA 30345, BOARD OF DIRECTORS, DIRECTOR, 2009, MINIMAL TIME REQUIRED/MONTH, BOARD MEMBER. 2. LFA HOLDINGS, INC. - INVESTMENT RELATED, 48 SANDY CREEK WAY, LARKSPUR, CA 94939, OFFICE OF SUPERVISORY JURISDICTION, OWNER/ SOLE PROPRIETOR, 01/01/2010, 100 HOUR/MONTH, 100 HOURS DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-01-09
  • S63 Uniform Securities Agent State Law Examination
    1996-01-09
Designations

View on SEC IAPD

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