Durward Ronald Mullen

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1999 → Present
  Innet Financial Group
  Austin, TX
• 05/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 1999-07-30 → 2016-05-10
  Transamerica Financial Advisors, Llc
  Austin, TX
  Austin, TX
  Austin, TX

Other Businesses

1.INDEPENDENT INSURANCE AGENT, 6902 MESA DR, AUSTIN, TX, 9/1964 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 3/MO - 0/TRADING. 2.30AI INC, 13401 EVERGREENWAY, AUSTIN, TX, 3/2004 AS PART-OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/YR - 0/TRADING. 3.LOWER HEALTHCARE COST LP, 13401 EVERGREEN WAY, AUSTIN, TX, 2/2017 AS PRINCIPAL OF COMPANY PROVIDING HEALTH CARE SOLUTIONS FOR LARGE COMPANIES. NIR - 3/MO - 2/TRADING. 4.LHCM LLC, 13401 EVERGREEN WAY, AUSTIN, TX, AS PRINCIPAL OF LLC THAT ACTS AS GENERAL PARTNER OF LOWER HEALTHCARE COST LP. NIR - 1/YR - 0/TRADING. 5.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25/WK - 25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams

• S66 Uniform Combined State Law Examination
  1998-08-05

Designations

• Chartered Financial Consultant

Other Names

• Ron Mullen