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Andrew Richard Morse

Hightower Advisors, LLC

Chicago, IL

New York City, NY

CRD 340947

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-18
  • NY RA
    APPROVED
    Since 2021-03-18

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

300 Madison Avenue 29Th Floor, New York City, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors Llc New York NY 07/2010 Present
Previous Registrations
Other Businesses

1. DIRECTOR, Seacor Marine Holdings. FORT LAUDERDALE, FL. 33316. NOT INVESTMENT RELATED. BUSINESS - MARINE SERVICES. TITLE - DIRECTOR. START DATE - 05/15/2000. 10-15 HOURS/MONTH. DUTIES - CHAIR COMPENSATION CTTEE, MEMBER GOVERNANCE CTEE, MEMBER NOMINATING CTTEE. 2. Property Management, corporate officer, KGP Realty LLC. NY, NY. Not investment related business. 10-15 hours/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-06
S63 Uniform Securities Agent State Law Examination 1990-02-07
  • S65 Uniform Investment Adviser Law Examination
    1998-10-06
  • S63 Uniform Securities Agent State Law Examination
    1990-02-07

View on SEC IAPD

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