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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-18 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
300 Madison Avenue 29Th Floor, New York City, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors Llc | New York | NY | 07/2010 | Present |
1. DIRECTOR, Seacor Marine Holdings. FORT LAUDERDALE, FL. 33316. NOT INVESTMENT RELATED. BUSINESS - MARINE SERVICES. TITLE - DIRECTOR. START DATE - 05/15/2000. 10-15 HOURS/MONTH. DUTIES - CHAIR COMPENSATION CTTEE, MEMBER GOVERNANCE CTEE, MEMBER NOMINATING CTTEE. 2. Property Management, corporate officer, KGP Realty LLC. NY, NY. Not investment related business. 10-15 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-07 |
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