Judy Kay Moore

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-01-06

TX RA
APPROVED

Since 2005-01-06

Branch Locations

Austin, TX • United States

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prospera Financial Services	Austin	TX	04/2000	Present

04/2000 → Present

Prospera Financial Services

Austin, TX

Other Businesses

INDEPENDENT DISTRIBUTOR FOR YOUNGEVITY, WHICH SELLS NUTRITION AND SKIN CARE PRODUCTS. TIME SPENT PER WEEK IS APPROXIMATELY 3-6 HOURS PER WEEK, NO TIME DURING MARKET HOURS. THIS ASSOCIATION BEGAN IN 2003. PRECINCT CHAIRPERSON VOLUNTEER/NON PROFIT FOR PRECINCT 307 LOCATED AT 305 INWOOD RD, AUSTIN, TX 78746 1-9% OF HER WEEKLY TIME DURING MARKET HOURS, NO COMPENSATION.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-06-20
S63	Uniform Securities Agent State Law Examination	1979-12-07

S65 Uniform Investment Adviser Law Examination

1996-06-20
S63 Uniform Securities Agent State Law Examination

1979-12-07

Other Names

Judy Kay Stark

View on SEC IAPD