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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Montplaisir And Co (Mo Corp) | Columbia | MO | 04/1980 | Present |
| William D Montplaisir, Inc | Columbia | MO | 08/1985 | Present |
| Edpro, Inc Dba Promaintenance | Columbia | MO | 01/1988 | Present |
| Landlord Management Services Inc | Columbia | MO | 01/1989 | Present |
| National Planning Corporation | Columbia | MO | 01/1993 | 11/2017 |
| Lpl Financial Llc | Columbia | MO | 11/2017 | Present |
1. 11/29/2017 - No Business Name - Investment Related - Non-Variable Insurance - Representative - Offers fixed insurance products. 2. 11/29/2017 - WILLIAM DEE MONTPLAISIR, INC - Investment Related - At Reported Business Location(s) - Other - real estate rental and fixed insurance sales 3. 4/24/2018 - Landlord Management Services, Inc. - Not Investment Related - At Reported Business Location(s) - Other - Started 12/4/1974 - 2 Hours Per Month. 4. 4/24/2018 - Montplaisir Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/24/18. 5. 4/24/2018 - ProMaintenance Service - Not Investment Related - At Reported Business Location(s) - Other-Reps Business - Started 7/10/1990 - 40 Hours Per Month/2 Hours During Securities Trading. 6. 4/24/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 2016 - 1 Hour Per Month - Notary Public. 7. 4/24/2018 - William D Montplaisir & Lucille M Montplaisir, Co-Trustees of the William-Lucille Montplaisir Trust established by Revocable Living Trust Indenture dated the 7th day of November, 2013. - Investment Related - Home Based - Act in a Fiduciary Capacity - Started 11/7/2013 - 0 Hours Per Month. 8. 5/3/2018 - MONTPLAISIR & Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/1981 - 10 Hours Per Month During Securities Trading - Sales and service of fixed insurance related products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-11 |
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