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William Dee Montplaisir

LPl Financial LLC

Columbia, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-11-29
  • MO RA
    APPROVED
    Since 2017-11-29

Branch Locations

315 Bernadette Dr Ste 1, Columbia, MO 65203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Montplaisir And Co (Mo Corp) Columbia MO 04/1980 Present
William D Montplaisir, Inc Columbia MO 08/1985 Present
Edpro, Inc Dba Promaintenance Columbia MO 01/1988 Present
Landlord Management Services Inc Columbia MO 01/1989 Present
National Planning Corporation Columbia MO 01/1993 11/2017
Lpl Financial Llc Columbia MO 11/2017 Present
  • 04/1980 → Present
    Montplaisir And Co (Mo Corp)
    Columbia, MO
  • 08/1985 → Present
    William D Montplaisir, Inc
    Columbia, MO
  • 01/1988 → Present
    Edpro, Inc Dba Promaintenance
    Columbia, MO
  • 01/1989 → Present
    Landlord Management Services Inc
    Columbia, MO
  • 01/1993 → 11/2017
    National Planning Corporation
    Columbia, MO
  • 11/2017 → Present
    Columbia, MO
Previous Registrations
  • 1999-08-19 → 2017-11-29
    National Planning Corporation
    Columbia, MO
Other Businesses

1. 11/29/2017 - No Business Name - Investment Related - Non-Variable Insurance - Representative - Offers fixed insurance products. 2. 11/29/2017 - WILLIAM DEE MONTPLAISIR, INC - Investment Related - At Reported Business Location(s) - Other - real estate rental and fixed insurance sales 3. 4/24/2018 - Landlord Management Services, Inc. - Not Investment Related - At Reported Business Location(s) - Other - Started 12/4/1974 - 2 Hours Per Month. 4. 4/24/2018 - Montplaisir Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/24/18. 5. 4/24/2018 - ProMaintenance Service - Not Investment Related - At Reported Business Location(s) - Other-Reps Business - Started 7/10/1990 - 40 Hours Per Month/2 Hours During Securities Trading. 6. 4/24/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 2016 - 1 Hour Per Month - Notary Public. 7. 4/24/2018 - William D Montplaisir & Lucille M Montplaisir, Co-Trustees of the William-Lucille Montplaisir Trust established by Revocable Living Trust Indenture dated the 7th day of November, 2013. - Investment Related - Home Based - Act in a Fiduciary Capacity - Started 11/7/2013 - 0 Hours Per Month. 8. 5/3/2018 - MONTPLAISIR & Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/1981 - 10 Hours Per Month During Securities Trading - Sales and service of fixed insurance related products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-28
S63 Uniform Securities Agent State Law Examination 1993-03-11
  • S65 Uniform Investment Adviser Law Examination
    1998-12-28
  • S63 Uniform Securities Agent State Law Examination
    1993-03-11

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