Eugene Karl Montoya

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Miami, FL
• 11/2016 → 05/2021
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 05/2021 → Present
  Morgan Stanley Smith Barney Llc
  Miami, FL
• 07/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2014-10-01 → 2021-05-28
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 2004-08-11 → 2014-10-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Miami, FL
  Miami, FL

Other Businesses

*441316 - Belvedere Farm LLC; Investment related - Yes; Reddick, Florida; Breeder of through breads; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2006; During business hours: 1; After business hours: 3; Business Development/Growth 2. GUTMONT LLC; INV RELATED; MIAMI, FL, 100% OWNERSHIP; START: 06/06/2004, HOURS: 1 PER MONTH - 0 DURING TRADING; DUTIES: CLASSIC CARS COLLECTION MUNDOS; INV RELATED; MEDELLIN, COLOMBIA S.A.; 51% OWNERSHIP; START: 06/30/2005; HOURS: 1 PER MONTH - 0 DURING TRADING; DUTIES: RESTAURANT SILENT PARTNER SANTA MARIA; INV RELATED; QUINCY, FL; 100% OWNERSHIP; START: 07/01/1986; HOURS: 2 PER MONTH - 0 DURING TRADING; DUTIES: 155 ACRES OF TIMBER SANTA ANA; INV RELATED; QUINCY, FL; 50% OWNERSHIP; START: 07/01/1986; HOURS: 2 PER MONTH - 0 DURING TRADING; DUTIES: 145 ACRES OF TIMBER 3.* 446344-Rental property apts; Investment related -Yes; Miami, Florida; Rental property; owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2005; During business hours: 0; After business hours: 0; collect the rent 4. *444775- Rental Property; Investment related Yes; coral gables, Florida; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2004; During business hours: 0; After business hours: 0; 5. *450734 - Santa Ana Timber; Investment related - Yes; Quincy, Florida; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/1988; During business hours: 0; After business hours: 0; Passive Investor

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-08-15
• S63 Uniform Securities Agent State Law Examination
  1990-06-13

Other Names

• Gene Montoya
• Eugene Karl Montoya
• Eugene K Montoya