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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2016-07-19
  • NV RA
    APPROVED
    Since 2016-07-19

Branch Locations

2495 Village View Dr Ste 200, Henderson, NV 89074 • United States

Hnederson, NV • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Henderson NV 07/2016 03/2020
Ameriprise Financial Services, Llc Henderson NV 03/2020 Present
Previous Registrations
  • 2003-07-01 → 2016-08-05
    Houston, TX
    Henderson, NV
    Portsmouth, NH
    Portsmouth, NH
    Henderson, NV
  • 2000-09-07 → 2003-07-01
    Prudential Equity Group, Llc
    Ft Lauderdale, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-01
S63 Uniform Securities Agent State Law Examination 1980-04-23
  • S65 Uniform Investment Adviser Law Examination
    2011-04-01
  • S63 Uniform Securities Agent State Law Examination
    1980-04-23
Other Names
  • Jon Mirer

View on SEC IAPD

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