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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-07-09
  • CA RA
    APPROVED
    Since 2009-07-09

Branch Locations

Los Angeles, CA • United States

2121 Avenue Of The Stars (Fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Westwood CA 07/2009 Present
  • 07/2009 → Present
    Stifel Nicolaus & Co Inc
    Westwood, CA
Previous Registrations
  • 2008-01-01 → 2009-07-10
    Beverly Hills, CA
  • 2003-12-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Beverly Hills, CA
    Beverly Hills, CA
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-10-07
  • S63 Uniform Securities Agent State Law Examination
    1997-10-07
Other Names
  • Bud Meyers

View on SEC IAPD

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