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802 Stillwater Ave., Bangor, ME 04401-3614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-15 |
| ME | RA | APPROVED | 2010-07-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Means Investment Co., Inc. | Bangor | ME | 11/1971 | Present |
Chairman of Investment Committee for their 2 endowments; Present Board Member; Bangor Region YMCA; Location: 17 2nd St Bangor ME 04401 United States; Description of the business: A charitable organization that supports children, adults and families in their lifelong quest for physical, emotional and social wellness.; Responsibilities Duties: Run the Investment Committee Meeting and provide investment suggestions; cannot make sole decisions on my own; ; Start date with business: 2015-01-15; Hours per month devoted to business during trading hours: 3; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0. Club Member/Chairman of Investment Committee at Penobscot Associates, Inc.; Investment related: Yes; Location: 92 Main Trl Hampden ME 04444 United States; Description of the business: Investment Club started in 1957 that consists of 50 members; Responsibilities Duties: A participant in selecting investments for the club (Stock, ETF and mutual fund investments); Start date: 1977-06-01; Hours per month devoted to business during trading hours: 3; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-11-08 |
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