Michael Lindquist Mckenzie

Current Employers

Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2019-07-08

WA RA
APPROVED

Since 2019-07-08

Branch Locations

Sequim, WA • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United Heritage Life Insurance Company	Meridian	ID	01/1982	Present
Lafayette Life	Lafayette	IN	09/1993	Present
Capital Financial Services, Inc.	Minot	ND	03/2007	07/2019
Calton & Associates, Inc.	Tampa	FL	07/2019	Present

01/1982 → Present

United Heritage Life Insurance Company

Meridian, ID
09/1993 → Present

Lafayette Life

Lafayette, IN
03/2007 → 07/2019

Capital Financial Services, Inc.

Minot, ND
07/2019 → Present

Calton & Associates, Inc.

Tampa, FL

Previous Registrations

2009-07-10 → 2019-07-08

Capital Financial Services, Inc.

Sequim, WA

Minot, ND

Other Businesses

No. 1) Name of Business: Various Insurance Companies. Non-Investment related. Address: 400 Broadway, Cincinnati, OH 45202. Nature of Business: Life insurance sales. Position/Title/Relationship: Agent. Start Date: 07/07/1981. Hours per month: 20. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Selling life insurance and annuities.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-06-25
S63	Uniform Securities Agent State Law Examination	1985-09-18

S65 Uniform Investment Adviser Law Examination

2009-06-25
S63 Uniform Securities Agent State Law Examination

1985-09-18

Other Names

Michael Lindquist Mckensie

View on SEC IAPD