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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-11 |
| DC | RA | APPROVED | 2009-06-01 |
| FL | RA | APPROVED | 2009-06-01 |
Branch Locations
1747 Pennsylvania Ave Nw Ste 900, Washington, DC 20006 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Naples | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney Llc | Washington | DC | 06/2009 | Present |
1.TAX PLANNING ASS. INC. 2. Not Investment related 3. POTOMIC, MD 4. INSURANCE 5. 01/1900 6. During business hours: 1 7. After business hours:0 8. PRESIDENT 2.THE INSIDER; NAPLES, FL; MANAGING DIRECTOR; WRITING A BOOK; 2 YEARS WORTH OF NIGHTS AND WEEKENDS ARE DEVOTED DURING NON TRADING HOURS 3.THE OUTSIDER(NOVEL),WRITER;NOT INVESTMENT RELATED;START DATE:06/2014;DURING BUSINESS HOURS-0,AFTER BUSINESS HOURS-2;NAPLES FL 4.THE OUTSIDER(NOVEL),WRITER; INVESTMENT RELATED;START DATE:01/2011;DURING BUSINESS HOURS-0,AFTER BUSINESS HOURS-2;NAPLES FL 5.Author; Investment related; Naples, FL; Sole Proprietor / Owner / Partner; 03/2017; During business hours: 0; After business hours: 0 6.WILMAC, Inc.; Investment related; Brooklyn, NY; Carroll Apartments; Owner; 06/2017; During business hours: 0; After business hours: 0 *373123 - MacWil, LLC; Investment related; North Potomac, MS; Real Estate Investment; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2019; During business hours: 0; After business hours: 0; Passive Investor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1982-11-04 |
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