Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-25 |
| IN | RA | APPROVED | 2023-08-11 |
Branch Locations
600 East 96Th Street, Suite 575, Indianapolis, IN 46240 • United States
8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
3777 Tamiami Trail North Suite 300, Naples, FL 34103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 11/1978 | 07/2023 |
| Bank Of America, Na | Indianapolis | IN | 12/2009 | 07/2023 |
| Stifel, Nicolaus & Company, Incorporated | Indianapolis | IN | 07/2023 | Present |
1. Indianapolis Symphony Orchestra Board; 32 E. Washington St, Indianapolis, IN 46204; Provide various types of professional music; Board of Directors member; I serve on the Finance & Development Committees as well as the Board; 07/25/1995; 5 Hours per Month; During Securities Trading Hours; Not Investment-Related 2. McCaw Family Foundation; 11007 Crooked Stick Lane, Carmel, IN 46032; Gifting to 501 C firms worthy of donations; President; I make proposals to the Board as do other directors. I make changes (recommendations) that are voted on by the Board and we effect changes authorized; 01/01/1997; 50 Hours per Year; During Securities Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1980-08-22 |
Reach out to this advisor